Efficiently Resolving Securities Disputes
Tomlinson & Shapiro, P.C., is a Chicago-based law firm experienced in securities and commodities litigation and arbitration and enforcement actions. Our lawyers have extensive experience handling complex issues such as:
- Protecting the interests of securities and commodities firms in litigation and arbitration
- Representing brokers/dealers facing regulatory issues
- Providing legal guidance to individual investors
We draw on our deep knowledge of the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and other regulatory bodies to protect our clients from costly disputes and other liabilities.